Counterparty screening and compliance, on by default
Counterparty screening, sanctions checks and a compliance calendar that run by default, with flags routed to humans, not cleared in silence.
The Compliance Agent makes compliance a default, not a year-end project. It screens counterparties against watchlists and sanctions when they are added, re-screens as lists change, and enforces retention and access policy.
When something is flagged, it holds the item for human review rather than silently clearing or blocking it — the system surfaces, a person decides.
What it does
- Run KYB and sanctions screening on new and existing counterparties.
- Hold flagged counterparties for review instead of transacting silently.
- Re-screen periodically as watchlists and sanctions lists change.
- Enforce data-retention and access policy across the platform.
- Maintain the compliance calendar of filing obligations as tracked tasks.
How it works
Screen
Each counterparty is checked against watchlists and sanctions when added.
Flag
A hit holds the item for review with the reason attached — it is not auto-cleared.
Re-screen
As lists change, existing counterparties are re-checked so status stays current.
The human boundaryThe Compliance Agent surfaces risk and blocks high-risk actions for review; a human resolves every flag.
Every agent operates under the same controls: confidence scores, evidence links and an immutable audit trail. See how they work together across the platform, or explore the full agent roster.